Interaction between law enforcement and control authorities in cases of criminal offenses in the sphere of activity of non-banking financial institutions

Abstract

The article provides a comprehensive study of the theoretical and applied aspects of the interaction between law enforcement and control authorities in the process of preventing criminal offenses in the sphere of activity of non-banking financial institutions in Ukraine. It has been established that the current stage of development of the non-banking financial sector is characterized by an increasing level of crime risks, perceived as internal organizational and legal features of the operation of such institutions, as well as external socio-economic factors that will prevail in the minds of the military camp. It is determined that the specifics of the functioning of non-banking financial institutions, credit institutions, financial companies, pawnshops and insurance organizations are associated with the sharing of internal control resources, high due to the lack of reliable communication between participants, the local nature of the activity and the insufficient level of digitalization of processes, which creates a favorable environment for committing criminal offenses. The most widespread illegal manifestations in this area include financial pilferage, insider fraud, illegal acquisition of financial resources, as well as the legalization (diversion) of income obtained by malicious way.

It has been proven that the effectiveness of stopping such offenses largely depends on the proper organization of interaction between anti-drug actors, among which the National Bank plays a key role Ukraine, financial monitoring authorities and law enforcement agencies. It has been established that the daily system of interaction is characterized by an insufficient level of coordination, fragmentation of information exchange and the absence of a single information-analytical medium. Particular attention is paid to the role of financial monitoring as a tool for the early detection of criminal offenses, as well as the need to promote a risk-oriented approach to government visibility. The importance of developing integrated information systems, enhancing legal and regulatory support for mutual cooperation, increasing the level of professional training and activation of Inter-domestic and international spіvrobіtnitsya.